Friday, August 29, 2014

Eligibility Part 7: Barriers to obtaining adoption assistance when relatives, foster parents or prospective adoptive parents assume custody of the child. Title IV-E Adoption Assistance in Ohio



NEXT: Wednesday September 3, Beginning of Series on Negotiating the Amount of Adoption Assistance



If relatives or other prospective adoptive parents assume custody or guardianship of a child, will they experience obstacles in obtaining adoption assistance?


Yes, unless the child is determined eligible for SSI prior to finalization.  (See Part 2 of this series on SSI and eligibility for Title IV-E adoption assistance and Part 5,question 2).  Relatives and other caregivers who may adopt should not assume custody or guardianship if they might need support from adoption assistance.


Although federal adoption assistance law does not actually address custody as an eligibility issue. Most states regulations require that the child be in the custody of a public or private agency prior to the petition for adoption in order to qualify for adoption assistance.

Agencies should inform caregivers about barriers to adoption assistance posed by assumption of custody or guardianship, but sometimes fail to do so.  OAC adoption assistance rule 5101:2-49-02 requires agency custody as an eligibility requirement for non-SSI eligible children.  If caregivers with custody apply for adoption assistance. the public agency will deny eligibility by asserting that the caregivers are engaged in a non-agency or independent adoption, even if all of the other requirements are met.



Is there anything that can be done to qualify for adoption assistance once relatives or prospective adoptive parents have obtained temporary custody or guardianship of a child who they may wish to adopt?

Yes, if the child has special needs, you should explore the possibility of SSI eligibility as path to adoption assistance.  For SSI eligible children, agency custody is not an issue.  Another possibility is contacting the children’s Guardian Ad Litem (GAL) to discuss the importance of obtaining adoption assistance and the obstacle that stands in the way. 

 The GAL may be able to contact the local judge and agency to stress that support through adoption assistance is in the child’s best interest.  In order to meet eligibility standards, the GAL should propose that the public agency should petition the court for permanent custody and “place” the child with the current caregivers.   Alternatively, the public agency could take a permanent surrender from the birth parents.  In either case, the agency should  also petition the court for a judicial determination to the effect that remaining in the home is contrary to the child’s welfare or that placement of the child with the prospective adoptive parents is in his or her best interest.  (See Part 2 of this series on Basic Eligibility Requirements for a discussion of the judicial determination requirement).



Eligibility Part 4 Reasonable Attempt to Place Without Adoption Assistance as a Special Needs Requirement Title IV-E Adoption Assistance in Ohio

NOTE: Coming Monday, Eligibility: Part 5  Practical Advice and Question



Part 3 of the federal and state special needs definition reads:

Except where it would be against the best interest of the child to place the child because of such factors as the existence of significant emotional ties with prospective adoptive parents while in the care of such parents as a foster child, a reasonable but unsuccessful, effort has been made to place the child with appropriate adoptive parents without providing adoption assistance. . . ."

In the past this requirement has been misinterpreted and caused problems for adoptive families, but under current federal and state policies, it should not pose much of a problem.  The ODJFS training county agencies on the revised rules, reiterated current standards by quoting from Section 8.2B.11  of the federal Child Welfare Policy Manual. 

In an effort to find an appropriate adoptive home for a child, and meet the requirement that a reasonable, but unsuccessful, effort be made to place the child without adoption assistance,  it is not necessary for the agency to "shop" for a family while the child remains in foster care.
Once the agency has determined that placement with a certain family is in the child's best interest, the agency should make full disclosure about the child's background, as well as known or potential problems.
The agency can pose the question of whether the prospective adoptive parents are willing to adopt without assistance. If they say they cannot adopt the child without adoption assistance, the requirement in section 473 (c)(2)(B) for a reasonable, but unsuccessful, effort to place the child without providing adoption assistance will be met.
Important Practical Tip: The question ask parents whether given what they know about the child's background and their family circumstances, would it be "against the child's best interest" to be placed  for adoption without adoption assistance?   The obvious answer in nearly every case is "yes," it would be against the child's best interest.   

Adopting parents, therefore should have no qualms about stating that they cannot adopt without adoption assistance.  The question of whether the parents can adopt the child without adoption assistance is not to be taken literally.  Of course they can adopt the child without assistance and would probably choose the child over the adoption assistance if that were the only option.   

If a parent has any qualms about saying they cannot adopt without adoption assistance., they can write or say something like: "Given _________'s needs and or family circumstances we cannot adopt her without adoption assistance because it would clearly be contrary to her best interest."

Other examples in which it would be contrary to the child's best interest to be placed without adoption assistance include:
  • The existence of emotional ties with the prospective adoptive parent(s) while the child was in the care of the foster parent(s) as a foster child.
  • The prospective adoptive parent(s) is a relative.
  • The child is being adopted by an adoptive parent(s) of the child's sibling(s).  (See OAC rule 5101:2-49-03).



 

Eligibility Part 3 Substantial Risk as a Special Needs Requirement. Title IV-E Adoption Assistance in Ohio Topic: Eligibility Part 3: Substantial Risk as a Special Needs Requirement.

Next Post, Friday, August 22, 2014, "Reasonable Attempt to Place Without Adoption Assistance as a Special Needs Requirement"

Substantial Risk

"Substantial Risk" is a special needs category that is particularly applicable to private agency adoptions.  According to the ODJFS training session with county agencies on the revised rules, an infant or very young child may be considered a special needs child due to "substantial risk" in the child's family background or medical history.  Substantial risk, is defined in OAC 5101:2-49-03(B)(1) as "a strong probability that a certain result may occur or that certain circumstances may exist."


In order to establish "substantial risk" a pediatrician or other qualified medical professional must write: a statement that essentially connects factors in the child's background with the reasonably strong possibility or probability that the child will develop a certain type of developmental, mental health, medical or other problem in the future.  

 The statement should:  


  • Explain the how specific factors in the child's background pose a substantial risk for a developmental disability, developmental delay, mental illness, or medical condition "causing distress, pain, dysfunction or social problems."    


  • Include an opinion as to the origin of the problem, past history, prognosis, and recommendations related to potential treatment needs.
  •  Include an assessment or evaluation conducted within the past 12 months. 


Important Practical Tip: Substantial risk may sounds like a challenging standard to meet, but in reality it should not be too difficult.  Family histories of inherited mental illness or medical conditions, prenatal exposure to drugs or alcohol and a host of other risk factors are not that difficult to identify.

Doctors, psychologists and other health care professionals will probably not be familiar with the adoption assistance program. Private agency representatives and parents should tell the professional what is needed to meet the eligibility requirement for “substantial risk.”   This “prompting” does not question the doctor’s diagnosis, but rather informs them of the kind of issues that need to be addressed and the kind language that needs to be employed to satisfy the state requirement set forth in the rule.  Once the provider understands that the purpose of the “substantial risk” determination is to support the child in the event of future problems, they are usually quite willing to help.  Tell them what must included to meet the eligibility standard.  


Make sure that the provider understands that with respect to adoption assistance, special needs captures a spectrum of conditions that are beyond the ordinary, which will require treatment or therapy.  Moderate developmental delays, mental health problems or medical conditions are regarded as special needs as well as profound disabilities.  So, the child need not be at risk of developing profound disabilities or life threatening conditions.  The relative severity of a child's special needs is not so much an eligibility issue as the basis for negotiating the amount of adoption assistance.  The child does not have to be at risk for life threatening conditions, only those beyond the ordinary that will require particular types of treatment.



If the professional provider is reluctant to predict outcomes for a specific child, you can tell them that:


  1. You are asking them to make a specific prediction but to write a statement based on their experience that children with background factors similar to those of your child are at substantial risk for certain kinds of problems.  That is, children with backgrounds similar to those of your child, often develop certain types of problems such as ________, or are likely to develop them. 


  1. In the end, "substantial" is not a precise term.  Tell the provider to use the term in their statement because it is the language of the eligibility requirement in the Ohio adoption assistance rule.  Emphasize they are affirming the existence of a substantial link between certain background factors and certain medical, developmental, mental health or other problems.  "A child with X.Y,Z factors in his or her background is at substantial risk for A,B,C problems."  So, there is a substantial relationship between your child's background factors and certain types of problems. 


  1. The "substantial risk" category is a safety net.  If "substantial needs" is the only special needs condition, the child will receive no assistance until a medical, developmental or other condition emerges.



Example: The More Specific the Better


A pediatrician or other medical provider might write a statement such as the following:


“Given the child’s (name) family history of ___________________________he/or she is at substantial risk for ______________________ , and ___________. or _____________ as he/she grows older.  (If true) ______________ is an inherited condition.  Children with this background commonly/frequently develop _________________ as they grow older.  If the child develops __________________ he or she will need _____________ (therapy/treatment).  Since problems such as ___________ commonly develop at ages _________________, an agreement for adoption assistance is clearly in this child’s best interest so that support will be available if the need arises”  


The statement should be supported by documentation, conducted within the past 12 months that includes significant risk factors in the child’s background and any signs of emerging problems if there are any.  If no problems are evident, them the documentation should focus on risk factors in the child’s history.  Adopting parents should have access to the child’s family and medical history.  





Eligibility Part 2: SSI, An Alternative Road to Adoption Assistance Title IV-E Adoption Assistance in Ohio

Note: Monday, August 18, 2014. Part 3:  Substantial Risk as a Special Needs Requirement.
Note: Click on links below to gain access to website containing the original document



If for some reason, your child really does not meet the ADC-relatedness or judicial determination requirements, there is a Plan B to federal Title IV-E adoption assistance eligibility.  A child is eligible for federal adoption assistance if:

a. He or she meets the disability requirements for the Supplemental Security Income (SSI) program, prior to the final decree of adoption; and

b. He or she is determined to be a special needs child.

As the Section 8.2B of the federal Child Welfare Policy Manual says, echoing the federal law,

A child is eligible for adoption assistance if the child meets the requirements for title XVI SSI benefits and is determined by the State to be a child with special needs prior to the finalization of the adoption.

There are no additional criteria that a child must meet to be eligible for title IV-E adoption assistance when eligibility is based on a special needs child meeting SSI requirements. Specifically, how a child is removed from his or her home or whether the State has responsibility for the child's placement and care is irrelevant in this situation.

Children who are exempt from the ADC-Relatedness requirement are known as "applicable."  children.  In the case of an "applicable" child,


For the purposes of determining whether an applicable child is eligible for AA through the SSI criteria, the Title IV-E agency may make the determination that the child meets the medical or disability requirements for SSI benefits.  (See federal Child Welfare Policy Manual Section 8.2B.12 , Question 3  and OAC rule 5101:2-49-02).



 The PCSA can determine if the child meets the medical/disability requirements for SSI. (see Disability Evaluation under Social Security.  For non "applicable" children an application for SSI must be submitted to the local Social Security office before finalization.   For a list and discussion of childhood impairments and disabilities go to the Social Security website at: http://www.ssa.gov/disability/professionals/bluebook/ChildhoodListings.htm





 Presumptive Eligibility

Children with certain disabilities are considered "presumptively" eligible for SSI.  Social Security regulations at 20 CFR 416.934 say:


We may make findings of presumptive disability and presumptive blindness in specific impairment categories without obtaining any medical evidence. These specific impairment categories are—

(a) Amputation of a leg at the hip;

(b) Allegation of total deafness;

(c) Allegation of total blindness;

(d) Allegation of bed confinement or immobility without a wheelchair, walker, or crutches, due to a longstanding condition, excluding recent accident and recent surgery;

(e) Allegation of a stroke (cerebral vascular accident) more than 3 months in the past and continued marked difficulty in walking or using a hand or arm;

(f) Allegation of cerebral palsy, muscular dystrophy or muscle atrophy and marked difficulty in walking (e.g., use of braces), speaking, or coordination of the hands or arms.

(g) Allegation of Down syndrome.

(h) Allegation of severe mental deficiency made by another individual filing on behalf of a claimant who is at least 7 years of age. For example, a mother filing for benefits for her child states that the child attends (or attended) a special school, or special classes in school, because of mental deficiency or is unable to attend any type of school (or if beyond school age, was unable to attend), and requires care and supervision of routine daily activities.

(i) Allegation of amyotrophic lateral sclerosis (ALS, Lou Gehrig's disease).